Find answers to Commodity Exchange Act Whistleblower FAQ by National Whistleblower Center experts. Q: What are monetary sanctions? Title 7 U.S.C. § 26(a)(3) of the Commodity Q: Does the CFTC have a Whistleblower Office? 22 Apr 2013 A discussion of the Commodity Futures Trading Commission's (CFTC) Total monetary penalties recovered and sanctions imposed (millions) 8 Jul 2019 The CFTC's enforcement actions associated with these awards have resulted in monetary sanctions totaling more than $675 million. 2. The Alert. Years later, a whistleblower who had analyzed market data (but had no inside knowledge himself) filed a report with the CFTC identifying a market participant in 16 Jan 2020 Former CFTC Chair Chris Giancarlo and LabCFTC head Dan use a digital renminbi to bypass sanctions while hostile actors target the aging (CCH) ¶ 26,544, 1995 WL 646200, at *58-*60 (C.F.T.C. Nov. 2, 1995). Based on these findings, the ALJ imposed the following sanctions: cease and desist orders Under the CFTC Whistleblower Program, eligible whistleblowers are entitled to an award of between 10 percent and 30 percent of the monetary sanctions
4 May 2015 Firm Ordered to Pay $140,000 Civil Penalty. The U.S. Commodity Futures Trading Commission (CFTC) entered an Order filing and 22 Dec 1982 tion by enacting the Commodity Futures Trading Commission Act of 1974 revoked the registration and imposed other sanctions upon an The laws authorizing CFTC’s activities and the regulations issued by CFTC to carry out those activities, as well as related rulemaking, enforcement, and adjudicatory references. Reparations Sanctions in Effect 1984 - Present. Search Reparations Sanctions in Effect by Respondent Name, Respondent aka, CFTC Docket No., or NFA Id. For assistance with this search tool or for questions about specific Sanctions or Respondents, please contact the CFTC Office of Proceedings by email or by telephone at 202-418-5508.
CFTC disciplinary history available here includes Reparations Sanctions in Effect and Administrative Sanctions in Effect. You can search CFTC disciplinary history by respondent name, other names used by respondent, CFTC docket number, or National Futures Association ID. Reparations Sanctions in Effect
19 Sep 2019 the Commodity Futures Trading Commission entered into a settlement trading advisor.1 In finding violations and imposing sanctions against.
3 Sep 2019 In response, Kraft and Mondelez filed a Motion for Contempt, Sanctions, and Other Relief against the CFTC, which has been sealed.[4] The 6 Jan 2020 Trading Commission (“CFTC”) obtained against Robert Escobio. “or face coercive sanctions, which shall issue on motion by the CFTC.” In a. 7 Nov 2019 The U.S. Commodity Futures Trading Commission (CFTC) announced the largest sanctions ever ordered in a spoofing case, the CFTC said. Commodity Futures Trading Commission, Respondent, 996 F.2d 852 (7th Cir. Reviewing the sanctions, the CFTC began by noting that Monieson was Commodity Futures Trading Commission, Annual Report 1976 at p. 1 (1977). sion reduced the sanction imposed by the Administrative Law Judge from a. 25 Oct 2019 Two CFTC commissioners also issued statements. Kraft Foods and Mondelez responded with a motion for sanctions. They argued that the