Securities and futures commission license

29 Jan 2020 the Securities and Futures Commission published a position paper to introduce a new regulatory framework and licensing regime for virtual REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2012. CE Name CE No. Licence Type Types of Regulated Activity. Fu Heng 7 Nov 2019 Securities and Futures Commission (SFC). The paper outlines that any exchanges dealing with security tokens will need to acquire a license 17 Jan 2020 On January 7 2020, the Securities and Futures Commission (“SFC”) issued two circulars to clarify the licensing requirements for private equity 6 Nov 2019 Hong Kong Securities and Futures Commission (SFC), the region's securities watchdog, has issued rules for licensing cryptocurrency 1 Oct 2019 Compliance requirements for licensed corporations (from the Securities and Futures Commission) who invest in Virtual Assets and which are 14 Mar 2019 The Securities and Futures Commission is cracking down after a string of problem listings.

Proposed legislative amendments to introduce certain licensing exemptions, and business conduct requirements for dealing in OTC derivatives contracts, and to enhance requirements on protection of customers’ moneys and assets; and the Securities and Futures (Offers of Investments) (Shares & Debentures) Regulations 2005 for purposes of

30 Dec 2019 11 years without the right licence and for not reporting the breach to authorities quickly enough. The city's Securities and Futures Commission 29 Jan 2020 the Securities and Futures Commission published a position paper to introduce a new regulatory framework and licensing regime for virtual REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2012. CE Name CE No. Licence Type Types of Regulated Activity. Fu Heng

The Securities and Futures Ordinance provides for the implementation of the single licensing regime with 10 types of regulated activity (RA). An individual will need one licence or registration to carry on different types of RA.

It stands for Licensing Examination for Securities and Futures Intermediaries (LE) Paper 1 on securities regulations. This exam is required if you want to apply for a license with the Securities and Futures Commission (SFC) for any Regulated Activity. To print individual / selected provisions, please first tick the provision(s) to be printed from the TOC panel and then click . To print the whole chapter, please click at the bottom of the TOC panel and then click . Please set the page orientation to Landscape for printing the bilingual texts on a single page.

The Securities and Futures Commission (SFC) has issued guidance on the regulatory requirements for family offices which are set up in Hong Kong, typically to manage the financial affairs of single or multiple high net worth families. Licensing requirements. Hong Kong does not have a specific licensing regime for family offices.

In Hong Kong, companies must be licensed by or registered with the Securities and Futures Commission (SFC) before they can engage in the regulated 6 Nov 2019 Hong Kong's Securities and Futures Commission (SFC) published a regulatory framework that enables cryptocurrency exchanges to be

7 Oct 2019 SFC's 37-page document, titled “Proforma Terms and Conditions for Licensed Corporations which Manage Portfolios that Invest in Virtual Assets,”

Hong Kong's Securities and Futures Commission (SFC) requires individuals and entities involved in ten “regulated activities” to be license by or registered with the 4 Dec 2019 There has been a bit of positive news for investment firms licensed in Hong Kong, as the Securities and Futures Commission (SFC) today 13 Jan 2020 is proud to announce that it has been accredited with a Financial Services licence from Hong Kong's Securities and Futures Commission.